securities act of 1933 การใช้

• The lawsuit sought to pursue remedies under the Securities Act of 1933.
• The Securities Act of 1933 was originally administered by the Federal Trade Commission.
• After holding hearings on the abuses, Congress passed the Securities Act of 1933.
• The Securities Act of 1933 was enacted to prevent a repeated stock market crash.
• See Landis, The Legislative History of the Securities Act of 1933, 28 Geo.
• They file it under the Securities Act of 1933 if they wish to offer shares to customers.
• Rule 144, established under the Securities Act of 1933, provides an alternative to the registration process.
• The laws that established this were the Securities Act of 1933 and the Securities Exchange Act of 1934.
• The Securities Act of 1933 requires a company to register with the Securities and Exchange Commission ( SEC ).
• Three counts each of the fraud provisions of The Securities Act of 1933 and The Securities Exchange Act of 1934.
• Kennedy said, noting that the Securities Act of 1933 was principally concerned with stock issuers'registration and disclosure obligations.
• They could be liable under a section of the Securities Act of 1933 governing the information contained in the offering document.
• The Securities Act of 1933, which requires timely disclosure of important news, assures that they will almost never be beaten.
• In general, each of these investment companies must register under the Securities Act of 1933 and the Investment Company Act of 1940.
• The Securities Act of 1933 and the Securities Exchange Act of 1934, for example, initiated a new specialization in the law.
• Congress enacted the Securities Act of 1933 in the aftermath of the stock market crash of 1929 and during the ensuing Great Depression.
• The Securities Act of 1933, like every Act of Congress, should not be read as a series of unrelated and isolated provisions.
• I am embarrassed to admit that among the topics I teach is the Securities Act of 1933, particularly the anti-fraud provisions . . ..
• Spurred by these revelations, the United States Congress enacted the Glass Steagall Act, the Securities Act of 1933 and the Securities Exchange Act of 1934.
• The firm represented Halsey, Stuart & Co ., a Chicago-based underwriter in one of the first transactions under the Securities Act of 1933.